SEC Form 4 · accession 0001209191-16-140729
GAIA, INC · GAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Maisel
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 9, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089872
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $7.81 | Sep 8, 2016 | A | 150,000 | A | — | Sep 8, 2026 | Class A Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Stock option provides for vesting and exercisability of 2% per month for 50 months commencing May 1, 2017.