SEC Form 4 · accession 0001209191-15-004282
GAIA, INC · GAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart Foster
Officer — President
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 8:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089872
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $7.15 | Jan 12, 2015 | A | 130,000 | A | — | Jan 11, 2025 | Class A Common Stock | 130,000 | 130,000 | D |
Explanation of responses
- F1Stock option provides for vesting and exercisability of 2% per month for 50 months commencing December 1, 2015.