SEC Form 4 · accession 0001140361-16-061255
Cleco Corporate Holdings LLC · CNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elton R King
Director
Period of report
Apr 5, 2016
Accepted (ET)
Apr 15, 2016 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 parF4,F2 | Apr 5, 2016 | G | 9,000 | — | D | 56,715 | D | |
| Common Stock, $1.00 parF2 | Apr 13, 2016 | D | 56,715 | $55.37 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of all shares pursuant to the terms of a merger completed on 04/13/2016.
- F2Includes 348.432 shares acquired on February 17, 2016 and 138.957 shares acquired on February 19, 2016 through the Cleco Corporation Dividend Reinvestment Plan.
- F3Shares donated by the reporting person.
- F4No value was received for these shares.