SEC Form 4 · accession 0001140361-16-061210
Cleco Corporate Holdings LLC · CNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darren J Olagues
Officer — President - Cleco Power
Period of report
Apr 5, 2016
Accepted (ET)
Apr 15, 2016 · 11:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 parF2,F3 | Apr 5, 2016 | G | 7,225 | — | D | 52,334 | D | |
| Common Stock, $1 parF2 | Apr 13, 2016 | D | 4,628 | — | D | 47,739 | D | |
| Common Stock, $1 par | Apr 13, 2016 | D | 47,739 | $55.37 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted by the reporting person to a charitable foundation.
- F2No value was exchanged for these shares.
- F3Total includes 305.0372 shares acquired through contributions and/or reinvestment of dividends under the Company's 401(k) plan during the period beginning 01/30/2016 through 04/13/2016.
- F4Forfeiture of shares granted under the Company's 2010 Long-Term Incentive Compensation Plan pursuant to the terms of a merger completed on 04/13/2016.
- F5Disposition of all shares pursuant to the terms of a merger completed on 04/13/2016.