SEC Form 4 · accession 0001140361-16-061198
Cleco Corporate Holdings LLC · CNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Fontenot
Officer — Sr Vice President
Period of report
Apr 5, 2016
Accepted (ET)
Apr 15, 2016 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 parF2 | Apr 5, 2016 | G | 3,600 | — | D | 52,044 | D | |
| Common Stock, $1 parF2 | Apr 13, 2016 | D | 2,022 | — | D | 50,022 | D | |
| Common Stock, $1 par | Apr 13, 2016 | D | 50,022 | $55.37 | D | 0 | D | |
| Common Stock, $1 par | Feb 19, 2016 | J | 36 | $52.88 | A | 4,860 | I | In trusts for minor children |
| Common Stock, $1 par | Apr 13, 2016 | D | 4,860 | $55.37 | D | 0 | I | In trusts for minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted by the reporting person to a charitable foundation.
- F2Forfeiture of shares granted under the Company's 2010 Long-Term Incentive Compensation Plan pursuant to the terms of a merger completed 04/13/2016.
- F3No value was exchanged for these shares.
- F4Disposition of all shares pursuant to the terms of a merger completed 04/13/2016.
- F5Shares acquired through the Company's dividend reinvestment plan during 2016.