SEC Form 4 · accession 0001140361-16-049362
Cleco Corporate Holdings LLC · CNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Fontenot
Officer — Sr Vice President
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 1:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 parF2,F3 | Jan 28, 2016 | D | 1,494 | — | D | 59,047 | D | |
| Common Stock, $1 parF2 | Jan 28, 2016 | F | 992 | — | D | 58,055 | D | |
| Common Stock, $1 parF6 | Dec 31, 2015 | J | 144 | — | A | 4,824 | I | In trusts for minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares forfeited under the Company's 2010 Long-Term Incentive Compensation Plan as the result of the Company's below-target performance during the three-year period ending December 31, 2015.
- F2No value was exchanged for these shares.
- F3Total includes 357.2075 shares acquired through contributions and/or reinvestment of dividends under the Company's 401(k) plan during the period beginning 02/01/2015 through 01/29/2016.
- F4Payment of tax liability by withholding securities incident to the receipt of shares awarded under the Company's 2010 Long-Term Incentive Compensation Plan for the three-year performance period ending December 31, 2015.
- F5Shares acquired through the Company's dividend reinvestment plan during 2015.
- F6$49.27 - $54.54