SEC Form 4 · accession 0001140361-15-028786
Cleco Corporate Holdings LLC · CNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Miller
Officer — SVP - CFO & Treasurer
Period of report
Jul 26, 2015
Accepted (ET)
Jul 28, 2015 · 11:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 parF2 | Jul 26, 2015 | F | 324 | — | D | 13,719 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding securities incident to the receipt of shares granted under the Company's 2010 Long-Term Incentive Compensation Plan for which restrictions lapsed on 07/26/2015.
- F2The number of shares withheld was based on the closing price of the Company's common stock on 07/27/2015 ($54.14).