SEC Form 4 · accession 0001140361-15-003491
Cleco Corporate Holdings LLC · CNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Walker Jr.
Director
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 parF1 | holding | — | — | — | 60,984 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | Jan 29, 2015 | A | 1,373 | A | — | — | Common Stock, $1.00 par | 1,373 | 48,348 | D |
Explanation of responses
- F1Includes 9.311 shares acquired on November 20, 2014 through the Cleco Corporation Dividend Reinvestment Plan.
- F2The shares of phantom stock relate to shares granted under the Cleco Corporation Long-Term Incentive Compensation Plan. No separate value was exchanged for these shares. The reporting person has elected to defer receipt of these shares under the Cleco Corporation Deferred Compensation Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Cleco Corporation common stock.