SEC Form 4 · accession 0001140361-15-000278
Cleco Corporate Holdings LLC · CNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy P Miller
Officer — Sr Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 1:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 parF2 | Dec 2, 2014 | G | 2,669 | $54.00 | D | 33,938 | D | |
| Common Stock, $1 parF4 | Dec 31, 2014 | F | 1,607 | — | D | 32,331 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares to reporting person's children, grandson and church.
- F2Total includes 99.7882 shares acquired through contributions and/or reinvestment of dividends under the Company's 401(k) plan and 1.9829 shares acquired through the Company's dividend reinvestment plan during the period beginning 04/01/2014 through 12/31/2014.
- F3Payment of tax liability by withholding securities incident to the receipt of shares awarded under the Company's 2010 Long-Term Incentive Compensation Plan for the three-year performance period ending December 31, 2014.
- F4No value was exchanged for these shares.