SEC Form 4 · accession 0001140361-15-000272
Cleco Corporate Holdings LLC · CNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Fontenot
Officer — Sr Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 12:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 parF2,F3 | Dec 31, 2014 | F | 1,450 | — | D | 56,092 | D | |
| Common Stock, $1 parF5 | Dec 31, 2014 | J | 138 | — | A | 4,680 | I | In trusts for minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding securities incident to the receipt of shares awarded under the Company's 2010 Long-Term Incentive Compensation Plan for the three-year performance period ending December 31, 2014.
- F2No value was exchanged for these shares.
- F3Total includes 343.2439 shares acquired through contributions and/or reinvestment of dividends under the Company's 401(k) plan during the period beginning 02/01/2014 through 12/31/2014.
- F4Shares acquired through the Company's dividend reinvestment plan during 2014.
- F5$48.95 - $54.38