SEC Form 4 · accession 0001144204-15-012929
KINGOLD JEWELRY, INC. · KGJI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zhonghong Fu
Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089531
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION (RIGHT TO BUY)F1 | $1.11 | Feb 25, 2015 | A | 30,000 | A | — | Feb 25, 2025 | COMMON STOCK | 30,000 | — | D |
Explanation of responses
- F1Transaction reported in this row involves an option grant to the Reporting Person, a non-employee director, under the Issuer's 2011 Stock Incentive Plan, and vests as follows: 25% subject to one-year cliff vesting with the remainder vesting quarterly such that the option will have vested in full on the four-year anniversary of the Grant Date.