SEC Form 4 · accession 0001209191-16-091274
ALASKA COMMUNICATIONS SYSTEMS GROUP INC · ALSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Steinberg
Officer — SVP, Legal/Reg/Gov & Corp Sec.
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089511
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $.01F1 | Jan 11, 2016 | M | 22,792 | $0.00 | A | 353,489 | D | |
| Common stock, par value $.01 | Jan 11, 2016 | F | 5,698 | $1.78 | D | 347,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Retricted stock unitsF2,F3 | $0.00 | Jan 11, 2016 | M | 22,792 | D | — | — | common stock | 22,792 | 0 | D |
Explanation of responses
- F1Amount represents the vested portion of a restricted stock unit award granted under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan.
- F2Amount represents a restricted stock unit award under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan.
- F3Amount represents restricted stock units granted under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan as part of a larger award, 47,796 shares of which previously vested.