SEC Form 4 · accession 0001209191-15-001312
ALASKA COMMUNICATIONS SYSTEMS GROUP INC · ALSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Steinberg
Officer — SVP, Legal/Reg/Gov & Corp Sec.
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089511
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $.01F1 | Jan 1, 2015 | A | 7,716 | $0.00 | A | 285,083 | D | |
| Common stock, par value $.01 | Jan 1, 2015 | F | 1,929 | $1.79 | D | 283,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Retricted stock unitsF2,F3 | $0.00 | Jan 1, 2015 | M | 7,716 | D | Jan 1, 2015 | Jan 1, 2015 | common stock | 7,716 | 0 | D |
Explanation of responses
- F1Amount represents restricted stock units granted under the Alaska Communications Systems Group, Inc. 1999 Stock Incentive Plan.
- F2Restricted stock unit award under the Alaska Communications Systems Group, Inc. 1999 Stock Incentive Plan
- F3Amount represents restricted stock units granted under the Alaska Communications Systems Group, Inc. 1999 Stock Incentive Plan as part of a larger award, 16,184 shares of which were previously releases or surrendered to cover required payroll withholding taxes.