SEC Form 4 · accession 0001437749-18-021695
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Clinton Allen
Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2018 | G | 385 | $0.00 | D | 75,443 | D | |
| Common Stock | Aug 14, 2018 | G | 1,420 | $0.00 | D | 74,023 | D | |
| Common Stock | Aug 27, 2018 | G | 250 | $0.00 | D | 73,773 | D | |
| Common Stock | Sep 4, 2018 | G | 1,400 | $0.00 | D | 72,373 | D | |
| Common Stock | Sep 18, 2018 | G | 675 | $0.00 | D | 71,698 | D | |
| Common Stock | Sep 24, 2018 | G | 675 | $0.00 | D | 71,023 | D | |
| Common Stock | Oct 19, 2018 | G | 200 | $0.00 | D | 70,823 | D | |
| Common Stock | Oct 23, 2018 | G | 400 | $0.00 | D | 70,423 | D | |
| Common StockF1 | Nov 28, 2018 | G | 6,000 | $0.00 | D | 64,423 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 6,154 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares.