SEC Form 4 · accession 0001437749-18-013509
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Clinton Allen
Director
Period of report
May 30, 2018
Accepted (ET)
Jul 19, 2018 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2018 | G | 1,400 | $0.00 | D | 80,678 | D | |
| Common Stock | Jun 1, 2018 | G | 750 | $0.00 | D | 79,928 | D | |
| Common Stock | Jun 20, 2018 | G | 700 | $0.00 | D | 79,228 | D | |
| Common StockF2 | Jun 21, 2018 | G | 3,400 | $0.00 | D | 75,828 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 72 shares acquired under the Company's dividend Reinvestment Program.
- F2Includes 6,154 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares.