SEC Form 4 · accession 0001437749-18-013021
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph John Wallace
Officer — Chief Financial Officer
Period of report
Jul 3, 2018
Accepted (ET)
Jul 5, 2018 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 3, 2018 | S | 15,620 | $14.3893 | D | 96,160 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares under 10(b)5-1 Plan to satisfy withholding taxes on shares that vested on June 30, 2018.