SEC Form 4 · accession 0001437749-18-008553
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Clinton Allen
Director
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | S | 10,000 | $15.51 | D | 83,006 | D | |
| Common StockF1,F2 | May 2, 2018 | S | 1,000 | $15.50 | D | 82,006 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares under a 10(b)5-1 Plan.
- F2Includes 6,082 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares.