SEC Form 4/A · accession 0001437749-17-019395
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David G Hall
Officer — President · Director
Period of report
Oct 10, 2017
Accepted (ET)
Nov 14, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 10, 2017 | S | 960 | $24.5596 | D | 449,039 | D | |
| Common StockF1,F2 | Oct 11, 2017 | S | 19,040 | $24.3037 | D | 429,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares under 10(b) 5-1 Plan.
- F2Corrects a calculation error in the number of shares reported as owned after each sales transaction in the originally filed Form 4.