SEC Form 4 · accession 0001437749-17-015534
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Deuster
Officer — Chief Executive Officer · Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2017 | A | 75,000 | $0.00 | A | 107,228 | D | |
| Common StockF2 | Aug 31, 2017 | A | 75,000 | $0.00 | A | 182,228 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired on vesting of performance rights granted under the Company's Equity Incentive Plan adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934.
- F2Acquired on satisfaction of performance rights granted under the Company's Equity Incentive Plan adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, with vesting subject to the continued service of the undersigned with the Company to June 30, 2018.