SEC Form 4 · accession 0001437749-17-006465
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph John Wallace
Officer — Chief Financial Officer
Period of report
Apr 7, 2017
Accepted (ET)
Apr 11, 2017 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 7, 2017 | S | 18,150 | $26.993 | D | 59,788 | D | |
| Common StockF1 | Apr 10, 2017 | S | 5,900 | $26.337 | D | 53,888 | D | |
| Common StockF1 | Apr 11, 2017 | S | 5,950 | $26.025 | D | 47,938 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares under 10(b)5-1 Plan.