SEC Form 4 · accession 0001437749-16-038962
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Clinton Allen
Director
Period of report
Aug 29, 2016
Accepted (ET)
Sep 21, 2016 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 29, 2016 | G | 300 | $0.00 | D | 137,663 | D | |
| Common StockF1 | Sep 2, 2016 | G | 5,000 | $0.00 | D | 132,663 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 5,000 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those 5,000 shares.