SEC Form 4 · accession 0001437749-15-004489
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Clinton Allen
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2015 | P | 2,000 | $22.9875 | A | 132,358 | I | See footnote |
| Common StockF1 | Mar 6, 2015 | P | 3,000 | $22.997 | A | 135,358 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 2,000 shares purchased on March 5, 2015, and the 3,000 shares purchased on March 6, 2015, were purchased by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares.