SEC Form 4 · accession 0001437749-15-000207
COLLECTORS UNIVERSE INC · CLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph John Wallace
Officer — Chief Financial Officer
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | F | 425 | $20.86 | D | 101,540 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of 1,249 shares of restricted stock held by the Reporting Person, a total of 425 of those shares were cancelled to pay the minimum statutory withholding taxes.