SEC Form 4 · accession 0002121311-26-000010
HSBC HOLDINGS PLC · HSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Scott Palomaki
Officer — Global Financial Controller
Period of report
Aug 21, 2026
Accepted (ET)
Aug 25, 2026 · 12:21 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001089113
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF1 | $0.00 | Aug 21, 2026 | A | 76 | A | — | — | Ordinary shares of US$0.50 | 76 | 592 | D |
Explanation of responses
- F1Divided equivalent rights (DERs) accrued on Mr. Palomaki conditional award granted on March 9, 2026. The rights accrue when and as dividends are paid on HSBC Holdings plc ordinary shares. Each DER represents the right to receive the economic equivalent of one ordinary share, and can be settled in cash at the election of the HSBC Holdings plc board of directors. The DERs will be settled as soon as practicable following the vesting of the underlying conditional award.