SEC Form 4 · accession 0001561859-16-000003
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michele Willoughby
Officer — EVP, ECom and Supply Chain
Period of report
Aug 23, 2016
Accepted (ET)
Aug 25, 2016 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 23, 2016 | M | 15,794 | $40.00 | A | 98,923 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 23, 2016 | S | 15,794 | $58.857 | D | 83,129 | D | |
| Common Stock, par value $0.01 per share | Aug 24, 2016 | M | 7,644 | $46.29 | A | 90,773 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 24, 2016 | S | 7,644 | $58.824 | D | 83,129 | D | |
| Common Stock, par value $0.01 per share | Aug 25, 2016 | M | 3,800 | $46.29 | A | 86,929 | D | |
| Common Stock, par value $0.01 per share | Aug 25, 2016 | M | 9,499 | $46.97 | A | 96,428 | D | |
| Common Stock, par value $0.01 per shareF3 | Aug 25, 2016 | S | 13,299 | $58.674 | D | 83,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $40.00 | Aug 23, 2016 | M | 15,794 | D | — | Mar 15, 2018 | Common Stock, par value $0.01 per share | 15,794 | 0 | D |
| Stock Option (Right to Buy)F5 | $46.29 | Aug 24, 2016 | M | 7,644 | D | — | Apr 3, 2020 | Common Stock, par value $0.01 per share | 7,644 | 7,615 | D |
| Stock Option (Right to Buy)F6 | $46.29 | Aug 25, 2016 | M | 3,800 | D | — | Apr 3, 2020 | Common Stock, par value $0.01 per share | 3,800 | 3,815 | D |
| Stock Option (Right to Buy)F7 | $46.97 | Aug 25, 2016 | M | 9,499 | D | — | Sep 3, 2020 | Common Stock, par value $0.01 per share | 9,499 | 9,500 | D |
Explanation of responses
- F1Represents the weighted average of multiple sale transactions ranging in price from $58.75 to $58.98. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
- F2Represents the weighted average of multiple sale transactions ranging in price from $58.75 to $58.94. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
- F3Represents the weighted average of multiple sale transactions ranging in price from $58.50 to $58.85. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
- F4Options granted on March 15, 2011 and vested 25% per year over four years. 100% of the option is exercisable as of March 15, 2015.
- F5Option vests 25% per year on the anniversary of the date of the grant over a four-year period. 75% of the option is vested as of April 3, 2016.
- F6Option vests 25% per year on the anniversary of the date of the grant over a four-year period. 75% of the option is vested as of April 3, 2016.
- F7Option vests 25% per year on the anniversary date of the grant date over a four-year period. 50% of the option is vested as of April 3, 2016.