SEC Form 4 · accession 0001209191-18-024096
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Stack
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Apr 3, 2018 | A | 103,520 | $0.00 | A | 1,418,571 | D | |
| Common Stock, par value $0.01 per share | Apr 3, 2018 | F | 31,787 | $33.81 | D | 1,386,784 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 1,837,748 | I | By grantor retained annuity trust | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 2,295,333 | I | By grantor retained annuity trust | |
| Common Stock, par value $0.01 per shareF4 | holding | — | — | — | 2,637,833 | I | By grantor retained annuity trust | |
| Common Stock, par value $0.01 per shareF5 | holding | — | — | — | 2,839,834 | I | By grantor retained annuity trust | |
| Common Stock, par value $0.01 per shareF6 | holding | — | — | — | 5,455,999 | I | By grantor retained annuity trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F7 | $33.81 | Apr 3, 2018 | A | 160,600 | A | — | Apr 3, 2025 | Common Stock, par value $0.01 per share | 160,600 | 160,600 | D |
Explanation of responses
- F1Shares of time-based restricted stock, subject to vesting.
- F2These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
- F3These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VI.
- F4These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII.
- F5These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII.
- F6These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IX.
- F7Stock option vests 25% per year on the first, second, third and fourth anniversaries of the date of grant.