SEC Form 5 · accession 0001209191-18-018510
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Stack
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Feb 3, 2018
Accepted (ET)
Mar 9, 2018 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 26, 2017 | G | 1,000,311 | $0.00 | D | 0 | I | By grantor retained annuity trust |
| Common Stock, par value $0.01 per shareF2 | Dec 18, 2017 | G | 1,191 | $0.00 | D | 1,336,654 | D | |
| Common Stock, par value $0.01 per shareF2,F3 | holding | — | — | — | 1,837,748 | I | By grantor retained annuity trust | |
| Common Stock, par value $0.01 per shareF2,F4 | holding | — | — | — | 2,295,333 | I | By grantor retained annuity trust | |
| Common Stock, par value $0.01 per shareF2,F5 | holding | — | — | — | 2,637,833 | I | By grantor retained annuity trust | |
| Common Stock, par value $0.01 per shareF2,F6 | holding | — | — | — | 2,839,834 | I | By grantor retained annuity trust | |
| Common Stock, par value $0.01 per shareF2,F7 | holding | — | — | — | 5,455,999 | I | By grantor retained annuity trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 26, 2010, Mr. Stack contributed shares of Class B Common Stock to the Edward W. Stack Grantor Retained Annuity Trust IV for the benefit of himself and his children. Thereafter, shares have been transferred annually from the trust to Mr. Stack to satisfy annuity payment obligations, including 439,000 shares transferred from the trust to Mr. Stack on May 26, 2017 (as reflected herein). Upon termination of the Grantor Retained Annuity Trust IV on May 26, 2017, the remaining 1,000,311 shares held by the trust were gifted to the Edward W. Stack Irrevocable Trust, in which Mr. Stack has neither a direct nor indirect beneficial ownership interest.
- F2Amount reflects shifts from indirect to direct ownership of the following shares of Class B Common Stock from the indicated Edward W. Stack Grantor Retained Annuity Trust to Mr. Stack directly to satisfy annual annuity payment obligations (i) on May 26, 2017, 439,000 shares from the Edward W. Stack Grantor Retained Annuity Trust IV and 221,000 shares from the Edward W. Stack Grantor Retained Annuity Trust V, and (ii) on June 19, 2017, 1,038,000 shares from the Edward W. Stack Grantor Retained Annuity Trust VI, 695,500 shares from the Edward W. Stack Grantor Retained Annuity Trust VII, and 493,500 shares from the Edward W. Stack Grantor Retained Annuity Trust VIII. Amount also reflects a subsequent shift from direct to indirect ownership of 5,455,999 shares of Class B Common Stock from Edward W. Stack into the Edward W. Stack Grantor Retained Annuity Trust IX on November 22, 2017, as reflected in this filing.
- F3These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
- F4These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VI.
- F5These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII.
- F6These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII.
- F7These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IX.