SEC Form 4 · accession 0001089063-16-000183
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Colombo
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 22, 2016 | M | 32,844 | $28.23 | A | 342,807 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 22, 2016 | S | 32,844 | $60.0925 | D | 309,963 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 800 | I | By Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $28.23 | Nov 22, 2016 | M | 32,844 | D | Mar 21, 2011 | Mar 21, 2017 | Common Stock, par value $0.01 per share | 32,844 | 52,156 | D |
Explanation of responses
- F1Represents the weighted average price of multiple transactions ranging from $60.00 to $60.17. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
- F2Shares are held by the reporting person on behalf of his child. The reporting person disclaims beneficial ownership of those securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3The option grant representing the right to purchase 125,000 shares of common stock vested in four equal annual installments beginning on March 21, 2008.