SEC Form 4 · accession 0001089063-16-000178
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lauren R Hobart
Officer — EVP & Chief Marketing Officer
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 16, 2016 | M | 5,265 | $40.00 | A | 57,930 | D | |
| Common Stock, par value $0.01 per share | Nov 16, 2016 | M | 3,750 | $37.77 | A | 61,680 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 16, 2016 | S | 9,015 | $58.4821 | D | 52,665 | D | |
| Common Stock, par value $0.01 per share | Nov 18, 2016 | M | 15,000 | $37.77 | A | 67,665 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 18, 2016 | S | 15,000 | $58.4282 | D | 52,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $40.00 | Nov 16, 2016 | M | 5,265 | D | Mar 15, 2015 | Mar 15, 2018 | Common Stock, par value $0.01 per share | 5,265 | 0 | D |
| Stock Option (Right to Buy)F4 | $37.77 | Nov 16, 2016 | M | 3,750 | D | Feb 15, 2015 | Feb 15, 2018 | Common Stock, par value $0.01 per share | 3,750 | 0 | D |
| Stock Option (Right to Buy) | $37.77 | Nov 18, 2016 | M | 15,000 | D | Feb 15, 2015 | Feb 15, 2018 | Common Stock, par value $0.01 per share | 15,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average price of multiple transactions ranging from $58.4122 to $58.585. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
- F2Represents the weighted average price of multiple transactions ranging from $58.401 to $58.45. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
- F3The option grant representing the right to purchase 10,529 shares of common stock vested in four equal annual installments beginning on March 15, 2012.
- F4The option grant representing the right to purchase 15,000 shares of common stock vested in four equal annual installments beginning on February 15, 2015.