SEC Form 4 · accession 0001089063-16-000177
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee J Belitsky
Officer — EVP, Chief Financial Officer
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 17, 2016 | M | 15,000 | $26.03 | A | 131,623 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 17, 2016 | S | 15,000 | $58.50 | D | 116,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.03 | Nov 17, 2016 | M | 15,000 | D | Mar 16, 2014 | Mar 16, 2017 | Common Stock, par value $0.01 per share | 15,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average price of multiple transactions ranging from $58.25 to $58.75. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
- F2The option grant representing the right to purchase 15,000 shares of common stock vested in four equal annual installments beginning on March 16, 2011.