SEC Form 4 · accession 0001089063-16-000173
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William J Colombo
Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 10:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Sep 21, 2016 | M | 20,000 | $28.23 | A | 329,963 | D | |
| Common Stock, par value $0.01 per shareF1 | Sep 21, 2016 | A | 20,000 | $61.543 | D | 309,963 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 800 | I | By Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $28.23 | Sep 21, 2016 | M | 20,000 | D | Mar 21, 2011 | Mar 21, 2017 | Common Stock, par value $0.01 per share | 20,000 | 85,000 | D |
Explanation of responses
- F1Represents the weighted average of multiple sale transactions ranging in price from $61.50 to $61.60. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
- F2Shares are held by the reporting person on behalf of his child. The reporting person disclaims beneficial ownership of those securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3Option grant for 125,000 shares of common stock vested 25% per year on the first, second, third and fourth anniversaries of the grant date.