SEC Form 4 · accession 0001089063-16-000139
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andre J Hawaux
Officer — EVP, Chief Operating Officer
Period of report
Apr 3, 2016
Accepted (ET)
Apr 5, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Apr 3, 2016 | A | 15,290 | $0.00 | A | 86,255 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $47.09 | Apr 3, 2016 | A | 87,520 | A | — | Apr 3, 2023 | Common Stock, par value $0.01 per share | 87,520 | 87,520 | D |
Explanation of responses
- F1Shares of time-based restricted stock, subject to vesting.
- F2Total option grant vests 25% per year on the first, second, third and fourth anniversaries of the date of the grant.