SEC Form 4 · accession 0001089063-15-000072
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri L. List
Officer — EVP, Chief Financial Officer
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 11:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Aug 3, 2015 | A | 26,601 | $0.00 | A | 26,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $50.63 | Aug 3, 2015 | A | 43,073 | A | — | Aug 3, 2022 | Common Stock, par value $0.01 per share | 43,073 | 43,073 | D |
| Stock Option (Right to Buy) | $50.63 | Aug 3, 2015 | A | 39,867 | A | Aug 3, 2020 | Aug 3, 2022 | Common Stock, par value $0.01 per share | 39,867 | 39,867 | D |
Explanation of responses
- F1Includes shares of time-based and performance-based restricted stock subject to vesting.
- F2Total option grant exercisable for 43,073 shares vests 25% per year on the first, second, third and fourth anniversaries of the date of the grant.