SEC Form 4 · accession 0001089063-15-000038
DICK'S SPORTING GOODS, INC. · DKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Oliver
Officer — SVP, Chief Accounting Officer
Period of report
Apr 2, 2015
Accepted (ET)
Apr 6, 2015 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Apr 2, 2015 | M | 9,000 | $21.25 | A | 73,427 | D | |
| Common Stock, par value $0.01 per shareF1 | Apr 2, 2015 | S | 9,000 | $58.19 | D | 64,427 | D | |
| Common Stock, par value $0.01 per share | Apr 2, 2015 | M | 4,489 | $13.82 | A | 68,916 | D | |
| Common Stock, par value $0.01 per shareF1 | Apr 2, 2015 | S | 4,489 | $58.19 | D | 64,427 | D | |
| Common Stock, par value $0.01 per share | Apr 3, 2015 | F | 688 | $58.48 | D | 63,739 | D | |
| Common Stock, par value $0.01 per shareF2 | Apr 3, 2015 | A | 3,129 | $0.00 | A | 66,868 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $21.25 | Apr 2, 2015 | M | 9,000 | D | Dec 2, 2013 | Dec 2, 2016 | Common Stock, par value $0.01 per share | 9,000 | 0 | D |
| Stock Option (Right to Buy) | $13.82 | Apr 2, 2015 | M | 4,489 | D | Mar 18, 2013 | Mar 18, 2016 | Common Stock, par value $0.01 per share | 4,489 | 0 | D |
| Stock Option (Right to Buy)F3 | $58.48 | Apr 3, 2015 | A | 17,506 | A | — | Apr 3, 2022 | Common Stock, par value $0.01 per share | 17,506 | 17,506 | D |
Explanation of responses
- F1Represents the weighted average of multiple sale transactions ranging in price from $58.18 to $58.27. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
- F2Shares of time-based restricted stock, subject to vesting.
- F3Option for 17,506 shares granted on April 3, 2015 vests 25% per year on the first, second, third and fourth anniversaries of the grant date.