SEC Form 4 · accession 0001140361-18-014750
FINDEX COM INC · FIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Malone
Officer — Chief Executive Officer · Director
Period of report
Jul 5, 2017
Accepted (ET)
Mar 23, 2018 · 1:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 19,559,061 | D | ||
| Common Stock | holding | — | — | — | 4,381,787 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1 | — | Jul 5, 2017 | J | 5,835,467 | A | Jul 5, 2017 | — | Common Stock | 5,835,467 | 5,835,467 | D |
| Convertible Promissory NoteF2 | — | Jul 5, 2017 | J | 1,867,333 | A | Jul 5, 2017 | — | Common Stock | 1,867,333 | 1,867,333 | I |
| Convertible Promissory NoteF3 | — | holding | — | — | — | Sep 21, 2016 | — | Common Stock | 49,904,143 | 49,904,143 | D |
| Convertible Promissory NoteF3 | — | holding | — | — | — | Sep 21, 2016 | — | Common Stock | 19,229,143 | 19,229,143 | I |
Explanation of responses
- F1This convertible note payable is in the amount of $87,532 and covers a portion of the previously accrued base salary due to the Company's president and chief executive officer. The holder has the right to convert/exchange this note into/for shares of common stock on the basis of a value of per share equal to $0.015. There is no expiration date. This transaction has been previously disclosed on the Company's Form 10-Q on August 18, 2017, Footnote 7 - Notes Payable and Notes Payable - Related Parties.
- F2This convertible note payable is in the amount of $28,010 and covers a portion of the previously accrued base salary due to the Company's controller. The holder has the right to convert/exchange this note into/for shares of common stock on the basis of a value of per share equal to $0.015. There is no expiration date. This transaction has been previously disclosed on the Company's Form 10-Q on August 18, 2017, Footnote 7 - Notes Payable and Notes Payable - Related Parties.
- F3This transaction has been previously disclosed on the Company's Form 10-K filed on April 17, 2017, Footnote 7 - Notes Payable and Notes Payable - Related Parties.