SEC Form 4 · accession 0001140361-16-091211
FINDEX COM INC · FIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Malone
Officer — Chief Executive Officer · Director
Period of report
Sep 21, 2016
Accepted (ET)
Dec 30, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 19,559,061 | D | ||
| Common Stock | holding | — | — | — | 4,381,787 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1 | — | Sep 21, 2016 | J | 49,904,143 | A | Sep 21, 2016 | — | Common Stock | 49,904,143 | 49,904,143 | D |
| Convertible Promissory NoteF2 | — | Sep 21, 2016 | J | 19,229,143 | A | Sep 21, 2016 | — | Common Stock | 19,229,143 | 19,229,143 | I |
Explanation of responses
- F1This convertible note payable is in the amount of $349,329 and covers a portion of the previously accrued base salary due to the Company's president and chief executive officer. The holder has the right to convert/exchange this note into/for shares of common stock on the basis of a value of per share equal to $0.007. There is no expiration date. This transaction has been previously disclosed on the Company's Form 10-Q on November 21, 2016, Footnote 8 - Notes Payable and Notes Payable - Related Parties.
- F2This convertible note payable is in the amount of $134,604 and covers a portion of the previously accrued base salary due to the Company's controller. The holder has the right to convert/exchange this note into/for shares of common stock on the basis of a value of per share equal to $0.007. There is no expiration date. This transaction has been previously disclosed on the Company's Form 10-Q on November 21, 2016, Footnote 8 - Notes Payable and Notes Payable - Related Parties.