SEC Form 4 · accession 0001140361-16-091200
FINDEX COM INC · FIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kuehne
Director
Period of report
Sep 21, 2016
Accepted (ET)
Dec 30, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 30,902,586 | D | ||
| Common Stock | holding | — | — | — | 6,000,000 | I | By Kuehne Developments, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1 | — | Sep 21, 2016 | J | 7,928,571 | A | Sep 21, 2016 | — | Common Stock | 7,928,571 | 7,928,571 | D |
| Convertible Promissory NoteF2 | — | Oct 13, 2016 | J | 4,000,000 | A | Oct 13, 2016 | — | Common Stock | 4,000,000 | 4,000,000 | I |
| Convertible Promissory NoteF3 | — | holding | — | — | — | Nov 18, 2014 | — | Common Stock | 6,000,000 | 6,000,000 | I |
| Convertible Promissory NoteF3 | — | holding | — | — | — | Dec 31, 2014 | — | Common Stock | 3,000,000 | 3,000,000 | D |
Explanation of responses
- F1This convertible note payable is in the amount of $55,500 and covers amounts due to the outside director for accrued director's fees earned through September 15, 2016. The holder has the right to convert/exchange this note into/for shares of common stock on the basis of a value of per share equal to $0.007. There is no expiration date. This transaction has been previously disclosed on the Company's Form 10-Q on November 21, 2016, Footnote 8 - Notes Payable and Notes Payable - Related Parties.
- F2This convertible note payable is in the amount of $20,000 and covers a portion of the amount that the outside director loaned the Company. The holder has the right to convert/exchange this note into/for shares of common stock on the basis of a value of per share equal to $0.005. There is no expiration date. This transaction has been previously disclosed on the Company's Form 10-Q on November 21, 2016, Footnote 15 - Subsequent Events.
- F3This transaction has been previously disclosed on the Company's Form 10-K filed on April 15, 2015, Footnote 7 - Notes Payable.