SEC Form 4 · accession 0001140361-15-025129
FINDEX COM INC · FIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kuehne
Director
Period of report
Nov 10, 2014
Accepted (ET)
Jun 23, 2015 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series MX Preferred StockF1 | Nov 10, 2014 | S | 1,875 | $16.00 | D | 0 | D | |
| Common StockF1 | Nov 10, 2014 | P | 4,687,500 | $0.0064 | A | 25,188,300 | D | |
| Common StockF2 | Mar 6, 2015 | A | 1,714,286 | $0.014 | A | 26,902,586 | D | |
| Common StockF2 | Mar 6, 2015 | A | 1,714,286 | $0.014 | A | 26,902,586 | D | |
| Common Stock | holding | — | — | — | 6,000,000 | I | By Kuehne Developments Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF3 | — | Nov 18, 2014 | J | 6,000,000 | A | Nov 18, 2014 | — | Common Stock | 6,000,000 | 6,000,000 | I |
| Convertible Promissory NoteF4 | — | Dec 31, 2014 | J | 3,000,000 | A | Dec 31, 2014 | — | Common Stock | 3,000,000 | 9,000,000 | D |
Explanation of responses
- F1This conversion was disclosed on the Company's Definitive Schedule 14C as filed on October 14, 2014 which called for all of the Company's issued and outstanding Series MX Preferred Stock to automatically convert upon the acknowledgment and acceptance of the amendment to the Company's Articles of Incorporation wherein the Company's authorized shares of common stock were increased (effective November 10, 2014).
- F2This transaction has been previously disclosed on the Company's Form 10-Q filed on May 19, 2015, Part II, Item 2. Unregistered Sales of Equity Securities and Use of Proceeds.
- F3This convertible note payable is in the amount of $60,000 and covers a portion of the amount that the outside director loaned the Company. The holder has the right to convert/exchange this note into/for shares of common stock on the basis of a value of per share equal to $0.01. There is no expiration date. This transaction has been previously disclosed on the Company's Form 10-K filed on April 15, 2015, Footnote 7 - Notes Payable.
- F4This convertible note payable is in the amount of $30,000 and covers a portion of the amount that the outside director loaned the Company. The holder has the right to convert/exchange this note into/for shares of common stock on the basis of a value of per share equal to $0.01. There is no expiration date. This transaction has been previously disclosed on the Company's Form 10-K filed on April 15, 2015, Footnote 7 - Notes Payable.