SEC Form 4 · accession 0001493152-15-000449
CardioGenics Holdings Inc. · CGNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Neil Tabatznik
Director
Period of report
Feb 5, 2015
Accepted (ET)
Feb 11, 2015 · 10:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089029
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | P | 959,039 | $0.11 | A | 3,934,395 | I | COPPER LAKE HOLDINGS, LTD. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Debenture Series A | $0.11 | Feb 5, 2015 | C | 1 | D | Feb 27, 2013 | Feb 27, 2016 | Common Stock | 959,039 | 0 | I |