SEC Form 4 · accession 0001225208-15-008869
CORCEPT THERAPEUTICS INC · CORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Leonard Baker Jr.
Director
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 27, 2015 | X | 98,449 | $4.05 | A | 98,449 | I | By Individual ROTH IRA |
| Common StockF3 | Mar 27, 2015 | X | 46,791 | $4.05 | A | 2,043,829 | I | By Ltd Partnership |
| Common StockF4 | Mar 27, 2015 | X | 280,365 | $4.05 | A | 5,789,408 | I | By Ltd Partnership (SHV) |
| Common StockF5 | Mar 27, 2015 | X | 1,596 | $4.05 | A | 954,109 | I | By Trust |
| Common Stock | holding | — | — | — | 578,389 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantF2 | $4.05 | Mar 27, 2015 | X | 98,449 | D | Mar 29, 2012 | Mar 29, 2015 | Common Stock | 98,449 | 0 | I |
| Common Stock WarrantF3 | $4.05 | Mar 27, 2015 | X | 46,791 | D | Mar 29, 2012 | Mar 29, 2015 | Common Stock | 46,791 | 0 | I |
| Common Stock WarrantF4 | $4.05 | Mar 27, 2015 | X | 280,365 | D | Mar 29, 2012 | Mar 29, 2015 | Common Stock | 280,365 | 0 | I |
| Common Stock WarrantF5 | $4.05 | Mar 27, 2015 | X | 1,596 | D | Mar 29, 2012 | Mar 29, 2015 | Common Stock | 1,596 | 0 | I |
Explanation of responses
- F1Issuance of common stock upon exercise of warrants in accordance with the Warrant Purchase Agreement dated as of March 25, 2012.
- F2Shares held by an individual retirement account, for the benefit of the reporting person.
- F3Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F4Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- F5Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.