SEC Form 4 · accession 0001088825-16-000403
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Zinn
Officer — SVP & General Counsel
Period of report
Sep 2, 2016
Accepted (ET)
Sep 6, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 2, 2016 | S | 55,000 | $10.9541 | D | 212,370 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Weighted Average Sales Price - Actual sale prices range from $10.90 - $10.95. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
- F2The beneficial holdings include 2,997 shares purchased through the Employee Stock Purchase Plan on 8/15/16.