SEC Form 4 · accession 0001088825-16-000399
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T. Hinson
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 2, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2016 | M | 12,500 | $9.65 | A | 109,013 | D | |
| Common StockF1 | Aug 31, 2016 | S | 12,500 | $10.7277 | D | 96,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $9.65 | Aug 31, 2016 | M | 12,500 | D | Sep 2, 2010 | Sep 2, 2016 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Weighted Average Sales Price - Actual sale prices range from $10.67 - $10.80. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.