SEC Form 4 · accession 0001088825-16-000368
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Rogers
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | F | 124,105 | $10.52 | D | 2,523,756 | D | |
| Common Stock | Aug 1, 2016 | M | 193,946 | $0.00 | A | 2,717,702 | D | |
| Common Stock | Aug 1, 2016 | D | 193,946 | $0.00 | D | 2,523,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Aug 1, 2016 | M | 193,946 | A | Aug 1, 2016 | Aug 3, 2016 | Common Stock | 193,946 | 193,946 | D |
Explanation of responses
- F1These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock.
- F2Each Restricted Stock Unit was the economic equivalent of one share of TiVo common stock. The reporting person settled the shares of Restricted Stock units in cash.