SEC Form 4 · accession 0001088825-16-000351
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Cella
Director
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2016 | M | 7,292 | $9.65 | A | 105,301 | D | |
| Common StockF2 | Jul 11, 2016 | S | 6,850 | $10.2874 | D | 98,451 | D | |
| Common Stock | Jul 11, 2016 | A | 15,504 | $0.00 | A | 113,955 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $9.65 | Jul 11, 2016 | M | 7,292 | D | Sep 2, 2010 | Sep 2, 2016 | Common Stock | 7,292 | 0 | D |
Explanation of responses
- F1The reporting person sold these shares to cover the exercise price and fees associated with exercising the option.
- F2Weighted Average Sales Price - Actual sale prices range from $10.28 - $10.2901. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
- F3Restricted shares shall vest 100% on first anniversary of grant.