SEC Form 4 · accession 0001088825-16-000333
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Rogers
Director
Period of report
Jun 21, 2016
Accepted (ET)
Jun 21, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 21, 2016 | M | 384,640 | $6.51 | A | 2,960,299 | D | |
| Common StockF2 | Jun 21, 2016 | S | 319,600 | $10.1691 | D | 2,640,699 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.51 | Jun 21, 2016 | M | 384,640 | D | Jul 17, 2007 | Jul 17, 2016 | Common Stock | 384,640 | 0 | D |
Explanation of responses
- F1The reporting person sold these shares to cover the exercise price, taxes and fees associated with exercising the option.
- F2Weighted Average Sales Price - Actual sale prices range from $10.11 - $10.20. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.