SEC Form 4 · accession 0001088825-16-000280
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Naveen K. Chopra
Officer — Interim CEO · Director
Period of report
Apr 29, 2016
Accepted (ET)
May 3, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2016 | M | 14,160 | $0.00 | A | 542,845 | D | |
| Common Stock | Apr 29, 2016 | D | 14,160 | $9.98 | D | 528,685 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Apr 29, 2016 | M | 14,160 | D | Apr 29, 2015 | Apr 29, 2019 | Common Stock | 0 | 14,160 | D |
Explanation of responses
- F1Each Restricted Stock Unit was the economic equivalent of one share of TiVo common stock. The reporting person settled the shares of Restricted Stock units in cash.