SEC Form 4 · accession 0001088825-16-000253
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Phillips
Officer — COO
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | F | 7,516 | $9.03 | D | 135,448 | D | |
| Common Stock | Apr 4, 2016 | A | 96,000 | $0.00 | A | 231,448 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock.
- F2Restricted shares shall vest in three equal installments on the anniversary date of the grant.