SEC Form 4 · accession 0001088825-16-000224
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Rogers
Director
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 9, 2016 | D | 38,395 | $7.50 | D | 2,033,325 | D | |
| Common Stock | Feb 9, 2016 | D | 47,401 | $7.50 | D | 1,985,924 | D | |
| Common Stock | Feb 9, 2016 | D | 25,856 | $7.50 | D | 1,960,068 | D | |
| Common Stock | Feb 9, 2016 | A | 450,000 | $0.00 | A | 2,410,068 | D | |
| Common Stock | Feb 9, 2016 | D | 232,697 | $7.50 | D | 2,177,371 | D | |
| Common Stock | Feb 9, 2016 | D | 25,856 | $7.50 | D | 2,151,515 | D | |
| Common Stock | Feb 9, 2016 | D | 25,856 | $7.50 | D | 2,125,659 | D | |
| Common Stock | Feb 9, 2016 | A | 450,000 | $0.00 | A | 2,575,659 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock.
- F2The beneficial holdings include 2,133 shares purchased through the Employee Stock Purchase Plan on 6/30/15.
- F3These shares were released in connection with the Transition Agreement that was disclosed in the Form 8-K dated November 13, 2015.