SEC Form 4 · accession 0001088825-15-000203
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Phillips
Officer — COO
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | D | 13,046 | $8.99 | D | 197,053 | D | |
| Common Stock | Nov 30, 2015 | D | 14,089 | $8.99 | D | 182,964 | D | |
| Common StockF3 | Dec 2, 2015 | S | 40,000 | $8.9898 | D | 142,964 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock.
- F2This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- F3Weighted Average Sales Price - Actual sale prices range from $8.96 - $9.02. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.