SEC Form 4 · accession 0001088825-15-000149
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Phillips
Officer — COO
Period of report
Jul 20, 2015
Accepted (ET)
Jul 22, 2015 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jul 20, 2015 | S | 4,395 | $10.2386 | D | 328,798 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- F2Weighted Average Sales Price - Actual sale prices range from $10.17 - $10.30. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
- F3The beneficial holdings include 2,133 shares purchased through the Employee Stock Purchase Plan on 6/30/15 and sold on July 20, 2015.